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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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CASS 7.19 Clearing member client money sub-pools

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

COBS 20.2 Treating with-profits policyholders fairly

EG 15.4 Disqualification under section 249 or section 261K

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 12.5 Contracts: required terms

EG 7.1 The FCA’s use of sanctions

LR 4.2 Contents and format of listing particulars

LR 8.4 Role of a sponsor: transactions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 4.5 Notice of termination of investigations

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DEPP 1.2 Introduction to statutory notices

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SUP 8.3 Applying for a waiver

SUP 15.14 Notifications under the Payment Services Regulations

RCB 4.2 Enforcement powers and penalties

SUP 10C.11 Statements of responsibilities

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach