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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

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COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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LR 16.4 [deleted]

As Published: 2007

LR 16.4 [deleted]

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CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

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