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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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