Search Result

621 - 640 of 1583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SYSC 4.9

As Published: 2015

SYSC 4.9

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme