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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345