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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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