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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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Similar To

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 3.13 Delegation of relevant functions

REC 2.15 Discipline

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

COCON 3.1 General factors for assessing compliance

SUP 1A.1 Application and purpose

SUP 8.1 Application and purpose

LR 14.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 16.10 Verification of firm details

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy