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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement