Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.5 Auditors

LR 1.2 Modifying rules and consulting the FCA

PERG 12.1 Background

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

REC 2A.4 Power and procedure for RAP penalties and censures

LR 3.2 Application for admission to listing

EG 19.20 Payment Services Regulations 2017

LR 3.3 Shares

BIPRU 13.4 CCR mark to market method

FEES 5.9 [deleted]

SUP 5.5 Duties of firms

EG 19.10 Enterprise Act 2002

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 7.2 The Listing and Premium Listing Principles

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 1.2 Introduction

SYSC 9.2 Credit institutions providing account information services or payment initiation services

COCON 1.1 Application

PERG 13.2 General

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling