Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8A.5 Revoking or varying directions and determinations

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

EG 2.3 Case selection: Threshold Conditions cases

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

MCOB 3A.5 MCD financial promotions

ICOBS 4.3 Remuneration disclosure

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

ICOBS 7.1 The right to cancel

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

MCOB 3A.3 Other general requirements for financial promotions

COBS 15.5 Special situations

CONC 4.5 Commissions

COBS 20.5 With-profits governance

MIPRU 4.2D Liquidity resources requirements

BIPRU 11.4 Technical criteria on disclosure: General criteria

MCOB 7.5 Mortgages: statements

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme