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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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Similar To

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

APER 4.4 Statement of Principle 4

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 6.5 General principles

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 6.3 Background

REC 3.4 Members of the management body and internal organisation

SUP 12.7 Notification requirements

LR 9.2 Requirements with continuing application

DISP 1.10 Complaints reporting rules

LR 5.2 Cancelling listing

REC 3.1 Application and purpose

SYSC 19C.3 Remuneration principles

COLL 11.6 Winding up, merger and division of master UCITS

SUP 3.10 Duties of auditors: notification and report on client assets

LR 17.3 Requirements with continuing application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 6.1 Application, interpretation and purpose

DEPP 6.2 Deciding whether to take action