Search Result

1221 - 1240 of 1274 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel