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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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