Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

…

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

…

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

…

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

…

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CONC 4.1 Content of quotations

MCOB 10A.3 APRC: additional assumptions

MCOB 2.8 Record keeping

MCOB 12.1 Application

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 10A.6 FCA governing functions

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

ICOBS 4.1 General requirements for insurance intermediaries and insurers

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 15.12 Ongoing alerts for retail adviser complaints

LR 8.7 Supervision of sponsors

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation