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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

…

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

…

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

…

LR 6.1 Application

As Published: 2005

LR 6.1 Application

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

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