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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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