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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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