Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 2.1 Introduction

EG 10.3 Asset-freezing injunctions

LR 4.3 Approval and publication of listing particulars

COBS 11.6 Use of dealing commission [deleted]

SUP 15.8 Notification in respect of particular products and services

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 2.8 Exclusions applicable to particular regulated activities

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

BIPRU 8.5 Basis of consolidation

SUP 9.4 Reliance on individual guidance

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DTR 5.7 Notification of combined holdings

MAR 1.8 Dissemination

COLL 12.3 EEA UCITS management companies

PERG 8.28 Advice or information

COCON 3.1 General factors for assessing compliance

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

CASS 10.1 Application, purpose and general provisions

EG 19.22 Decision making under the Payment Services Regulations