Search Result

401 - 420 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose