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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 2A.4 Power and procedure for RAP penalties and censures

CASS 5.1 Application

COCON 2.3 Firms: training and breaches

SUP 8A.1 Application, purpose and interpretation

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RCB 2.3 Determination of registration

SUP 8A.2 Introduction and conditions

SYSC 2.1 Apportionment of Responsibilities

REC 4.2 The supervisory relationship with UK recognised bodies

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

BIPRU 12.2 Adequacy of liquidity resources

COBS 18.1 Trustee Firms

REC 2.5 Systems and controls, algorithmic trading and conflicts

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

COLL 11.2 Approval of a feeder UCITS

EG 10.4 Other relevant powers

COLL 14.4 Income allocation and distribution

GEN 2.1 Introduction

SUP 18.1 Application