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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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Similar To

SUP 12.1 Application and purpose

LR 20.5 Disclosures

REC 6.3 Recognition requirements

LR 17.4 [deleted]

FIT 1.2 Introduction

SUP 12.7 Notification requirements

RCB 4.2 Enforcement powers and penalties

REC 5.1 Introduction and legal background

EG 16.2 Disapplication orders

SUP 6.2 Introduction

LR 13.7 Circulars about purchase of own equity shares

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration