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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

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REC 2.5 Systems and controls, algorithmic trading and conflicts

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 8.21 Company statements, announcements and briefings

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 12.2 UK UCITS management companies

COBS 19.7 Retirement risk warnings

COBS 19.1 Pension transfers, conversions, and opt-outs

CASS 9.4 Information to clients concerning custody assets and client money

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

MAR 9.3 Notification and information

EG 6.1 Publicity during FCA investigations

COBS 16.2 Occasional reporting

COLL 6.4 Title and registers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy