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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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