Search Result

701 - 720 of 1680 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties