Login

We use necessary cookies to make our site work (for example, to manage your usage journey on the site). We also use some additional cookies (including third-party cookies) to help us improve the site functionality and user experience. For more information, on how these cookies work please see our Cookies Notice.

Check your settings below and select the cookies you’re happy with.

Strictly Necessary Cookies

These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.

Non-essential Cookies

These cookies are used for various purposes:

To allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.
To provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.
Set by our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.

Find out more about www.allaboutcookies.org or view our cookie policy.

Skip to main content

FCA Website
PRA Rulebook
Glossary
Useful Links
Contact Us

Search the Handbook

Advanced Search

Home
FCA Handbook
What's New
Instruments
Forms
Guides
Technical Standards
Level 3 Materials

Join Up
Log in

Login

User name

User password

Forgotten your password? Register a new account

Home
FCA Handbook
Search Results

Search Result

1501 - 1520 of 1757 items.

Results filter Sort by: Show:

Search Term(s)

Search Text

Filter by Topics

United Kingdom (499)
European Economic Area (288)
Authorised persons (281)
Investments (236)
Authorisation (234)
Group companies (216)
Employees (201)
Investment activities (178)
Directors (173)
Supervision (170)
Loans (159)
Providers (158)
Non United Kingdom (150)
Investor (143)
Recognised investment exchanges (141)

Filter by Modules

Modules

Filter by Documents

Documents

Filter by Keywords

Keywords

Effective Period

From To

Similar To

Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

…

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

…

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

…

EG 6.3 Decisions against ECA providers [deleted]

As Published: 2016

EG 6.3 Decisions against ECA providers [deleted]

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

…

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

…

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

…

DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants

…

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

…

COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

…

DISP App 3.7 Approach to redress at step 1

As Published: 2011

DISP App 3.7 Approach to redress at step 1

…

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

…

LR 3.1 Application

As Published: 2005

LR 3.1 Application

…

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

…

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

…

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

…

Previous page
1
..
75
76
77
78
..
88
Next page

Is there anything wrong with this page?

Contact us
Accessibility
Help

Terms & Conditions
Legal Information
Privacy Policy