Search Result

1041 - 1060 of 1655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues