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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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IFPRU 6.2 Guidance on market risk

As Published: 2019

IFPRU 6.2 Guidance on market risk

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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