Search Result

841 - 860 of 1444 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

…

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

…

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…