Search Result

741 - 760 of 1521 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous