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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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REC 2.16 Complaints

DTR 2.2 Disclosure of inside information

MCOB 4.7A Advised sales

LR 14.2 Requirements for listing

PERG 8.5 In the course of business

CONC 3.1 Application

MAR 1.10 Statutory exceptions

PERG 8.31 Exclusions for advising on investments

PERG 10.4A The application of requirements which implemented EU directives

COBS 4.11 Record keeping: financial promotion

LR 3.4 Debt and other securities

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy