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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SUP 2.4 'Mystery shopping'

CASS 7.17 Statutory trust

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 4.5 Provisions applicable to all actuaries

REC 5.1 Introduction and legal background

SUP 15.9 Notifications by members of financial conglomerates

ICOBS 2.1 Client categorisation

CASS 12.2 Treatment of client money

REC 3.2 Form and method of notification

MAR 7A.3 Requirements for algorithmic trading

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.14 Joint investigations with the PRA

PERG 9.4 Collective investment scheme (section 235 of the Act)

APER 1.1A Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 2.15 Decision making in the context of regulatory enforcement action

IFPRU 11.5 Intra-group financial support

SUP 16.9 Appointed representatives annual report