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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator