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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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