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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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Effective Period

Similar To

PERG 8.8 Having an effect in the United Kingdom

MIPRU 2.3 Knowledge, ability and good repute [deleted]

SUP 10C.12 Conditional and time-limited approvals

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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SYSC 8.1 General outsourcing requirements

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 10.4 Other relevant powers

REC 2A.4 Power and procedure for RAP penalties and censures

REC 2.14 Rules and consultation

LR 9.8 Annual financial report

DTR 6.3 Dissemination of information

PERG 16.2 What types of funds and businesses are caught?

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]