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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

EG 2.10 Industry guidance

PERG 16.5 How AIFMD affects other regulated activities

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 1A.2 Introduction

SYSC 4.5

SUP 10C.8 The other local responsibility function (SMF22)

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 2.2 Method of satisfying the recognition requirements

LR 11.1 Related party transactions

SUP 4.2 Purpose

CASS 6.6 Records, accounts and reconciliations

DEPP 8.2 Use of the own-initiative variation of approval power: general

EG 15.1 Introduction

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

REC 2.13 Promotion and maintenance of standards

PERG 10.1 Background

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SUP 10C.13 Variation of conditional and time-limited approvals