Search Result

301 - 320 of 1742 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

…

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

…

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

…

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…