Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.15 Forms and other documents and how to submit them to the FCA

DEPP 3.1 The Regulatory Decisions Committee

IFPRU 8.2 Large Exposures

COND 1.1A Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COLL 7.7 UCITS mergers

DTR 1.4 Suspension of trading

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

IFPRU 1.2 Significant IFPRU firm

SUP 16.17 Remuneration reporting

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 4.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

EG 6.1 Publicity during FCA investigations

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COBS 10.3 Warning the client