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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 4.6

As Published: 2015

SYSC 4.6