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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COLL 1.2 Types of authorised fund

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

MCOB 11.6 Responsible lending and financing

COLL 5.3 Derivative exposure

PERG 8.12 Exemptions applying to all controlled activities

COLL 6.8 Income: accounting, allocation and distribution

EG 14.2 Choice of powers

COCON 4.1 Specific guidance on individual conduct rules

SUP 15.3 General notification requirements

LR 8.6 Criteria for approval as a sponsor

DTR 8.5 Supervision of primary information providers

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 4.3 Appointment of actuaries

COLL 7.5 Schemes or sub-funds that are not commercially viable

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

COLL 6.13 Record keeping

LR 13.8 Other circulars

REC 5.2 Application process