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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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DISP App 3.9 Other matters concerning redress at steps 1 and 2

As Published: 2017

DISP App 3.9 Other matters concerning redress at steps 1 and 2

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

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CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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