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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

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Similar To

SYSC 4.7

CASS 7.13 Segregation of client money

PERG 4.12 Appointed representatives

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 3.10 Duties of auditors: notification and report on client assets

EG 19.35 Data Reporting Services Regulations 2017

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 16.3 Listing applications

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PERG 4.6 Advising on regulated mortgage contracts

CASS 5.5 Segregation and the operation of client money accounts

COLL 4.4 Meetings of Unitholders and service of notices

BIPRU 9.4 Traditional securitisation

SUP 15.6 Inaccurate, false or misleading information

DEPP 7.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DTR 1B.1 Application and purpose (Corporate governance)

PERG 12.2 Establishing, operating or winding up a personal pension scheme

LR 3.2 Application for admission to listing

BIPRU 3.2 The central principles of the standardised approach to credit risk