Search Result

161 - 180 of 1199 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SYSC 5.2

As Published: 2015

SYSC 5.2

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

IFPRU 10.3 Countercyclical capital buffer

As Published: 2019

IFPRU 10.3 Countercyclical capital buffer

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction