Search Result

1221 - 1240 of 1445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

IPRU-INV 5.7 Qualifying property and qualifying undertakings

As Published: 2016

IPRU-INV 5.7 Qualifying property and qualifying undertakings

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules