Search Result

981 - 1000 of 1022 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

…

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

…

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

…

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

…

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

…

IFPRU 4.14 Counterparty credit risk

As Published: 2019

IFPRU 4.14 Counterparty credit risk

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

…

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

…