Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 17.7 Examples

IPRU-INV 11.1 INTRODUCTION

COCON 4.1 Specific guidance on individual conduct rules

CONC 2.7 Distance marketing

PERG 13.3 Investment Services and Activities

EG 8.3 Use of the own-initiative powers

PERG 8.10 Types of financial promotion

APER 4.2 Statement of Principle 2

MAR 1.1 Application and interpretation

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

RCB 4.2 Enforcement powers and penalties

PERG 4.4A Mortgage contracts entered into before 21 March 2016