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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2019

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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