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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application