Search Result

561 - 580 of 1416 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

MCOB 10A.2 APRC: mathematical formula and assumptions

As Published: 2016

MCOB 10A.2 APRC: mathematical formula and assumptions

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

IFPRU 6.3 Expectations relating to internal models

As Published: 2019

IFPRU 6.3 Expectations relating to internal models

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy