Search Result

441 - 460 of 1601 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose