Search Result

281 - 300 of 1528 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

IFPRU 10.3 Countercyclical capital buffer

As Published: 2019

IFPRU 10.3 Countercyclical capital buffer

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PERG 13.2 General

As Published: 2011

PERG 13.2 General

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1